Corporate Cash Shortfalls and Financing Decisions

Department

Economics, Finance and Quantitative Analysis

Document Type

Article

Publication Date

4-1-2021

Abstract

Given their actual revenue and spending, most net equity issuers and an overwhelming majority of net debt issuers would face immediate cash depletion without external financing. Debt issuers tend to have short-lived cash needs, while equity issuers often have persistent cash needs. On average, debt issuers immediately spend almost all of the proceeds, while equity issuers retain much of the proceeds in cash. Anticipated near-future cash needs and fixed costs of financing help explain the fraction of the proceeds being retained. Our findings support a funding-horizon theory in which cash needs and the nature of cash needs motivate financing decisions.

Journal Title

Review of Financial Studies

Journal ISSN

08939454

Volume

34

Issue

4

First Page

1789

Last Page

1833

Digital Object Identifier (DOI)

10.1093/rfs/hhaa099

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